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It has been the curious fate of the United States to exert immense influence in the modern world, without itself quite understanding the nature of this influence. Major trends of the modern world--both constructive trends and socially injurious ones--have repeatedly become apparent in the United States before they became evident elsewhere. But though the United States has often been a step ahead in the process of social change, it has frequently been a step behind in its awareness of the meaning of new developments. The shape of things to come often became visible in America earlier than it did elsewhere, but American preconceptions about the frontier, the classless society, and the agrarian basis of democracy prevented Americans from perceiving this shape as realistically as it was perceived by social thinkers in other countries. If Americans have failed effectively to interpret their experience to people in other societies, it is in part because they have not always been able to explain it to themselves. Further, the distinctive qualities of life in America have caused a good many forces which were generically universal to take forms which seemed more restrictively peculiar to the New World than they really were.
Thus in the late eighteenth century, America executed the first democratic political revolution of a democratic age, but American society was already so equalitarian that the revolutionary implication was muted. Without any great social overturn, the American War of Independence seemed conservative when compared with the socially cataclysmic forces released in France a decade later. In the twentieth century the United States developed what was perhaps the first mass society, but the American cult of equality and individualism prevented Americans from analyzing their mass society in realistic terms. Often they treated it as if it were simply an infinite aggregation of Main Streets in Zenith, Ohio. America has witnessed episodes of extreme industrial conflict, but these have not been interpreted in the class terms which a Marxist society would invoke. America has experienced a sweeping revolution in sex behavior, but has not incorporated this change into the system of values by which it explains itself. Ironically, the United States has cherished a belief in its mission to spread a democracy for which it has had difficulty in finding converts, while it has led the world in technological changes which produced social transformations that it had no especial desire to bring about.
The reader need not be astonished, therefore, if the Civil War has been interpreted in terms which disguised its broader meaning. If, as some Americans asserted, its chief importance was in putting an end to chattel slavery, this could hardly be regarded as a leading development in the history of Western civilization; for slavery had disappeared from western Europe, except vestigially, while it still flourished in the Americas, and it had disappeared from most of Latin America, except Cuba and Brazil, while it still persisted in the United States. The American republic was almost destroyed therefore in a struggle over an institution which world opinion regarded as an anachronism.
If, on the other hand, the Civil War was, as some other Americans asserted, important chiefly because it preserved the American Union, this statement also was framed in restrictive terms which failed to reveal its broader implications. Beginning with the mystic phrase, E pluribus unum, the republic had not been able for two generations to resolve the question whether it was, in the last analysis, pluribus or unum. The Civil War gave unum the upper hand, and the importance of this fact became visible in world history in 1917 and again in 1941 when the strength of a consolidated American republic impinged decisively on two world wars. But at the time, in a literal sense, there was not much significance for other nations in the fact that the United States waited for fourscore years and ten to settle a question which other nations settled at their inception. There seemed little universality of significance in a war fought to find, or at least determine, a clear meaning for a cryptic federal system such as no other nation had ever had, and such as was deliberately made ambiguous in the first place in order not to lose the support which it certainly would have lost if its meaning had been clarified.
While the war was in progress, European policy makers tended to think of it simply in terms of whether it would leave the United States weaker or stronger than before. After it was over, the only people who examined it closely were military historians, looking for the lessons of strategy and tactics that might be derived from the first major conflict in which repeating arms, ironclad vessels, trench warfare, and railroads as supply lines were used on a significant scale.
Thus, while the campaigns of lee and Grant have fascinated English and European readers, just as the campaigns of Napoleon have fascinated Americans, and while the personality of Lincoln has held an appeal for men everywhere, writers have scarcely asked the question: what was the role of the American Civil War in the history of the modern world? Did it have historical significance for anyone except Americans?
If we are seeking an answer to this question, it may be useful to begin by asking ourselves, simply, what were the prevalent tendencies of the nineteenth century, and what did the Civil War contribute in causing these tendencies to prevail? Historians have neglected the latter part of this question, but have repeatedly given an answer to the first part. They tell us, over and over, that the nineteenth century was an era of liberalism and nationalism. The basis for the generalization is obvious. Nationalism, as we know it in its modern form, scarcely existed before the French Revolution; but by the end of the nineteenth century Britain, France, Germany, Italy, and Japan had become prototypes for modern nationality, sometimes after great travail. Nationalistic forces were fermenting throughout other parts of Europe, and even in the colonial world of Asia and Africa the premonitory stirrings of a latent nationalism could already be detected. The Monroe Doctrine had done its bit to make the Western Hemisphere safe for nationalism, and the Latin Americans had responded by erecting eighteen separate nationalistic republics. Likewise with liberalism. It was scarcely more than an ideology in the minds of British and French rationalists before the French Revolution, but by the beginning of the twentieth century representative government and other liberal institutions prevailed in Britain, France, and Italy, and to some extent even in Germany and Austria-Hungary. The Hapsburgs, the Hohenzollerns, and the Romanoffs were still on their thrones, but they stood on the defensive before the onslaughts of Social Democrats, Social Revolutionaries, and other militant reformers.
All these facts are familiar to the point of triteness and it would be parochial to exaggerate the importance of the American Civil War in connection with them. But if we are to define the place of this war in terms of world history, rather than merely of American history, there are two aspects in which it exercised a crucial effect in shaping the tendencies of world history. These aspects may or may not have served the long-range welfare of human society, and it may be argued that, ultimately, their effect was pernicious. But for good or ill, here are two things which the Civil War did: first, it turned the tide which had been running against nationalism for forty years, or ever since Waterloo; and second, it forged a bond between nationalism and liberalism at a time when it appeared that the two might draw apart and move in opposite directions.
Because of the ultimate triumph of nationalism as a worldwide force by 1900, it is easy to forget how seriously nationalism appeared to have failed at the time when the Civil War occurred. After establishing firm bridgeheads in Britain and France, it had met with disaster after disaster in its efforts to spread into southern and central Europe. Britain had moved successfully to suppress nationalism in Ireland, and Russia had taken the most repressive measures in 1830 to crush it out in Poland. After the galaxy of nationalist revolutions of 1848 the dreams of a United Italy had ended with disaster at Custozza, those of a United Germany with the anticlimax of the Frankfurt Parliament, those of Czechoslovakia with the overthrow of the Pan-Slavic Congress, and those of Hungary with the defeat of Louis Kossuth. Simultaneously, in America, the steadily rising tensions between North and South seemed increasingly likely to destroy the feeling of national unity which had appeared completely triumphant during the first two decades of the century. The forces of nationalism reasserted themselves successfully in the Italian peninsula in the two years preceding the American Civil War, but otherwise nationalism and especially liberal nationalism in Europe seemed a lost cause. Louis Napoleon had made himself emperor of France in 1852, and within another decade was busily planting a Hapsburg imperialist regime in Mexico.
Viewed from the standpoint of appearances only, the forces which opposed nationalism in Europe were entirely unlike those which opposed it in America. In Europe, one might say, the forces which thwarted nationalism were those of universalism-of the Catholic Church and of the Hapsburg and Romanoff empires, for which the nationalist impulse seemed too localizing and disruptive. In America, one might say, the forces which thwarted it were those of localism and of sectionalism, for which the nationalist impulse seemed too consolidating and centralizing. In Europe, imperial forces sought to stamp out nationalism from above; in America, particularistic forces sought to resist it from below. It is perhaps because the opposition was centripetal in Europe and centrifugal in America that historians have tended to overlook the parallel triumphs of national unification, all within a period of twelve short years, in Italy, the United States, and Germany.
But the contrast between universalism and localism, as the forces which opposed nationalism, is perhaps more apparent than real. In both Europe and America, the forces of tradition and privilege tended to be arrayed against nationalism, while the forces of liberalism and democracy tended to support it. In America, the succession of the Southern states has been accurately described as a conservative revolt--a revolution by men who were not revolutionists, and who justified their revolution less by a philosophical defense of the right of the self-determination of peoples than by refined, legalistic arguments upon the intent of the Constitution of 1787. These "Rebels," instead of advocating change, were rebelling against it and were the champions of a traditional, relatively static, hierarchical society. They feared, with some reason, as we may now conclude, the transformations that might be wrought by an industrial society. They feared the destruction of a familiar social order and defended the evil institution of slavery less because they believed in human bondage as such than because they could not conceive of their social order without slavery.
In a certain sense, then, the landed planters of the South who opposed American nationalism were not unlike the landed proprietors in central Europe who opposed German or Polish or Italian or Hungarian or Bohemian nationalism. All of them were traditionalists. All feared that nationalism was linked with a democracy which they distrusted. All feared to release from the bottle the genii of manhood suffrage, of democratic equality, of social mobility, of universal education--and in the South, of emancipation for almost four million slaves. In this sense, European and American conservatism shared much in common, and the issue in the war between North and South carried implications considerably beyond the mere question as to whether the American states should form one republic or two.
The uprising of the North in 1861, and its decision to wage a war to preserve the American Federal Union, coming in the same year in which Victor Emmanuel was crowned king of a united Italy, marked a turning of the tide which had been running against nationalism for the preceding forty-five years. For better or worse, the course was set toward a world of sovereign nation-states, subject to no ultimate control in their conduct toward one another. The process of forging additional nations would reach out, within another century, from Europe and the Americas to Asia and Africa until by 1966 there would be more than 130. As the number of "nations" increased, the beneficial effects of nationalism became increasingly uncertain, for all too many of the new sovereignties regarded the possession of nuclear destructive power as the crowning sanction of their nationhood.
Nationalism today seems something of a curse because of the paradox that while the people of the earth have been growing more and more functionally interdependent socially and economically, they have also simultaneously grown more and more irresponsibly independent of one another politically. The fragmentation of empires and other forms of supranational political authority has proceeded in ironic parallelism with increases in the cohesion of the peoples whose political relationships are being fragmented. At the same time, nationalism has shown that it can have a hideous side, undreamed of by such idealistic nationalists as Mazzini, and Lamartine, and Daniel Webster. Hitler is the supreme example, but even at the present moment a number of tyrants whose authority would command no more respect than that of a gangster if it were not sanctified by the mystique of national inviolability--a number of such tyrants have given us cause to doubt that the advancement of nationalism is necessarily a contribution to human progress. Suppose Lincoln did save the American Union, did his success in keeping one strong nation where there might have been two weaker ones really entitle him to a claim to greatness? Did it really contribute any constructive values for the modern world?
To answer this question, it may be necessary to recognize not only that Lincoln sought to save American nationalism, but also why he sought to save it. To him, as to other idealistic nationalists, the Union--that is, the nation--was not an end in itself but a means to an end. He might affirm that "my paramount object . . . is to save the Union," and he might wage one of the most deadly wars ever fought up to that time to achieve his object. But he thought of the Union primarily as a context within which freedom might be preserved and extended. Moreover, he thought that survival of a liberal nation in America was vital as a test of the survival capacity of liberal nationalism anywhere. Thus, although personally he was distinctively and uniquely and even restrictively American --the only one of the great presidents who never went outside the United States--he thought of American democracy in the least restrictive of terms. Many years before his Presidency, he eulogized Henry Clay as one who "loved his country partly because it was his own country but mostly because it was a free country." When the Civil War came, he asserted that it involved "more than the fate of these United States" and was of concern "to the whole family of man." The Union mattered to him not because of the question of authority at Washington, but because of the "necessity that is upon us of proving that popular government is not an absurdity." In his supreme moment at Gettysburg, this American nationalist did not once use the word American, or United States. He spoke, to be sure, of the nation "which our fathers brought forth," but this one nation conceived in liberty and dedicated to equality was linked in his thought with "any other nation so conceived and so dedicated." He wanted the war to result, for his own nation, in a "new birth of freedom," but this goal was not for America alone; it was to assure "men everywhere" that "government of the people, by the people, and for the people shall not perish from the earth."
It has been well said that Lincoln fused the cause of Union with the cause of freedom, which is equivalent to saying that he fused the cause of nationalism with the cause of liberalism. A number of idealistic nationalists of the nineteenth century made this same equation, and impressed it upon the public mind so vigorously that, even a century later, when we have had fairly numerous as well as traumatic illustrations of how completely antagonistic liberalism and nationalism can sometimes be, most of us respond affirmatively to claims made in the name of national integrity. We do so because our own thought still moves in the grooves cut by the great liberal nationalists of the nineteenth century.
This equation of liberalism and nationalism is not, of course, without logical foundations. Nationalism and liberalism both share certain common assumptions. Both depend upon the awakening self-consciousness of the individual--in the one case awakening to his membership in the political community, in the other awakening to his rights to participate in the decisions of the community and to enjoy its advantages. But while logic might impel nationalism and liberalism to go hand in hand, history often violates logic, and today we have copious proof that nationalism can flourish in separation from any liberal counterpart. It did so in Fascist Italy and Nazi Germany. It does so in Red China, and in Soviet Russia (though these countries theoretically reject nationalism), and it is doing so in various dictatorships in the "emerging" nations. But if one kind of logic would prove nationalism and liberalism to be twin offspring of the idea of the free individual as patriot and as citizen, there is another logic which declares liberalism and nationalism to be opposites, since liberalism regards the state as existing for the individual and nationalism regards the individual as existing for the state.
This is only to say that the nineteenth-century conjunction of nationalism and liberalism was by no means inevitable. To regard it as inevitable is to lose the larger meaning of the Civil War, for the war was one of the important historic developments contributing to a conjunction which, in other circumstances, might never have occurred. Lincoln's dedication of nationalistic means to liberal ends went far to produce this conjunction in the cosmos of American values. But at the same time when Lincoln was fusing nationalism with liberalism in America, another of the great figures who made the nineteenth century a century of nationalism, Count Otto von Bismarck, was carefully disassociating liberalism from nationalism in Germany. Having watched how the debacle of liberalism wrecked all hopes of German unification at Frankfurt in 1848, Bismarck wedded his nationalism to a concept of power and not to ideas of freedom or popular government. He signalized this position by publicly embracing a policy of "blood and iron" when he came to the head of the Prussian ministry in the year of Lincoln's Emancipation Proclamation. Nine years and three wars later, while President Grant, as the head of an imperfectly reunited nation, was struggling to reconcile the liberal principle of home rule for the South with the liberal principle of citizenship rights for the Negro, Bismarck made his monarch emperor of a Germany which was at last firmly united under authoritarian controls.
Bismarck and Lincoln were, perhaps, the two foremost exponents of nineteenth-century nationalism, after Napoleon. No two exemplars of the same force could have been more dissimilar, and no dramatist could have designed two figures better suited to point up contrasting styles of nationalism. The Gettysburg Address would have been as foreign to Bismarck as a policy of "blood and iron" would have been to Lincoln.
The contrast, perhaps, points the way to what was significant, in world perspective, about the American Civil War. The significance lay not in the fact that it was a triumph for nationalism (though the war forged the North as well as the South into a nation larger than any in western Europe), not in the fact that it was a triumph of liberalism (though Lincoln vindicated government of the people, by the people, and for the people, and proved that democracy, with all its weaknesses, can withstand the shocks of war). The significance lay rather in the fact that the Civil War, more perhaps than any event in Europe, fused the two great forces of the nineteenth century--liberalism and nationalism. It fused them so thoroughly that their potential separateness was lost from view. The fusion gave to nationalism a sanction which, frequently since then, it has failed to deserve, and gave to liberalism a strength which, since then, it has frequently not known how to use.
Meanwhile, Americans remained in confusion as to what their war had signified for the world. Some thought they had proved the strength of democracy, forgetting that the Confederacy which they defeated was also democratic and shared democracy's weaknesses. Others thought that they had vindicated the principle of nationalism, forgetting that the loyalty which Southerners gave to the Confederacy was no less nationalistic than the loyalty which Yankees gave to the Union. Few perceived that one of the most sweeping consequences of the war was to identify with one another these two forces which were not necessarily linked. This partially fictitious identification may, in the final analysis, have done great harm by giving a spurious sanction to modern nationalism, with all its potential dangers for the larger human society. But in a more immediate sense, it was perhaps the most constructive identification made during the nineteenth century, for it gave significant moral purpose to the force of nationalism, which, without such purpose, was always in danger of degenerating into mere group egocentrism or chauvinism. At the same time, it also gave significant institutional support to the principle of freedom, which without such support would have had only the ideals of reformers to sustain it.
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